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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Options (Right to Buy) | $ 14.39 | 07/24/2020 | A(1) | 172,495 (1) | 07/24/2020 | 07/24/2030 | Common Stock, $0.01 par value | 172,495 (1) | $ 0 | 172,495 (1) | I | By MAG Partners 2.0 LLC (2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Gilmartin MaryAnne C/O MACK-CALI REALTY CORPORATION HARBORSIDE 3, 210 HUDSON ST., STE. 400 JERSEY CITY, NJ 07311 |
X | Interim CEO |
/s/ MaryAnne Gilmartin | 07/28/2020 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On July 24, 2020, Mack-Cali Realty Corporation (the "Company") granted the Reporting Person a fully vested stock option to purchase up to 230,000 shares (the "Regular Options") of the Company's common stock, $0.01 par value per share (the "Common Stock"), with an exercise price of $14.39 per share, and up to 100,000 shares (the "Premium Options") of Common Stock with an exercise price of $20.00 per share. 57,505 of the Regular Options and all of the Premium Options (together, the "Approval-Subject Options") were granted expressly subject to and conditioned upon (and may not be exercised, in whole or in part, until) the approval by the Company's stockholders at or before the Company's 2021 Annual Meeting of Stockholders of a sufficient increase in the number of Shares available for issuance under the Company's 2013 Incentive Stock Plan to cover the Approval-Subject Options. |
(2) | The Reporting Person, by virtue of her being the sole equity owner of MAG Partners 2.0 LLC, is the indirect beneficial owner of the securities directly held by MAG Partners 2.0 LLC for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. |