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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GANTCHER NATHAN C/O MACK-CALI REALTY CORPORATION HARBORSIDE 3, 210 HUDSON ST., STE. 400 JERSEY CITY, NJ 07311 |
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/s/ Nathan Gantcher | 01/24/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The shares of common stock sold in transactions covered by this Form 4 were beneficially owned by The Gantcher Foundation (the "Foundation"), a charitable foundation over which the reporting person possesses sole or shared dispositive or voting power. The reporting person disclaims beneficial ownership of all shares of common stock beneficially owned by the Foundation pursuant to Rule 13d-4. The amount of shares owned by the Foundation includes an aggregate of 451 previously unreported shares of common stock acquired by the reporting person pursuant to dividend reinvestments in transactions exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-11. |
(2) | The reported amount excludes (i) shares of common stock directly beneficially owned by the reporting person, consisting of 32,434 shares as of the date of the reported transaction and 40,334 shares as of the date of this Form 4; and (ii) 2,500 shares of common stock indirectly beneficially owned by the reporting person through The Gantcher Family Limited Partnership. |