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UNITED STATES |
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SECURITIES AND EXCHANGE COMMISSION |
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Washington, D.C. 20549 |
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SCHEDULE 13G/A
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c) and (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
Under the Securities Exchange Act of 1934
(Amendment No. 9)*
MACK-CALI REALTY CORPORATION
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
554489 10 4
(CUSIP Number)
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o |
Rule 13d-1(b) |
o |
Rule 13d-1(c) |
x |
Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 554489 10 4 |
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1. |
Names
of Reporting Persons
William L. Mack Earle I. Mack Mitchell E. Hersh David S. Mack Fredric Mack Richard Mack Stephen Mack William L. Mack, as Trustee for the William and Phyllis Mack Foundation, Inc. William L. Mack, as Trustee for the William L. Mack Grantor Retained Annuity Trust David S. Mack, as Trustee for The David and Sondra Mack Foundation Stephen Mack, as Trustee for the Stephen Mack and Kelly Mack Family Foundation Phyllis Mack, as Trustee for Trust f/b/o Richard Mack Phyllis Mack, as Trustee for Trust f/b/o Stephen Mack Michael Schwartzbard, as Trustee for the Andrew Mack 4/30/07 Trust Michael Schwartzbard, as Trustee for the Beatrice Mack 4/30/07 Trust |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
x |
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(b) |
o |
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3. |
SEC Use Only |
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4. |
Citizenship
or Place of Organization |
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Number of |
5. |
Sole
Voting Power |
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6. |
Shared
Voting Power |
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7. |
Sole
Dispositive Power |
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8. |
Shared Dispositive Power |
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9. |
Aggregate
Amount Beneficially Owned by Each Reporting Person |
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o |
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11. |
Percent
of Class Represented by Amount in Row (9) |
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12. |
Type
of Reporting Person (See Instructions) |
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* See Response to Item 4.
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Item 1. |
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(a) |
Name
of Issuer |
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(b) |
Address
of Issuers Principal Executive Offices |
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Item 2. |
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(a) |
Name
of Person Filing |
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(b) |
Address
of Principal Business Office or, if none, Residence |
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(c) |
Citizenship |
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(d) |
Title
of Class of Securities |
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(e) |
CUSIP
Number |
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Item 3. |
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
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(a) |
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). |
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(b) |
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
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(c) |
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). |
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(d) |
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). |
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(e) |
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
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(f) |
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
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(g) |
o |
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); |
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(h) |
o |
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
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(i) |
o |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
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(j) |
o |
Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
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Item 4. |
Ownership |
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Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. |
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(a) |
Amount beneficially owned: 8,991,200* |
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* William L. Mack, a member of the Mack Group, is a trustee of the William and Phyllis Mack Foundation, Inc., a charitable foundation that owns 100,000 reported shares. David S. Mack, a member of the Mack Group, is a trustee of The David and Sondra Mack Foundation, a charitable foundation that owns 175,000 reported shares. Stephen Mack, a member of the Mack Group, is a trustee of The Stephen Mack and Kelly Mack Family Foundation, a charitable foundation that owns 5,000 reported shares. William L. Mack, David S. Mack and Stephen Mack, pursuant to Rule 13d-4 of the Securities Exchange Act of 1934, as amended, each hereby specifically disclaims beneficial ownership of any shares owned by such foundations reported on this Schedule. |
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(b) |
Percent of class: 12.1% |
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(c) |
Number of shares as to which the person has:
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(i) |
Sole power to vote or to direct the vote 0 |
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(ii) |
Shared power to vote or to direct the vote 8,991,200 |
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(iii) |
Sole power to dispose or to direct the disposition of 0 |
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(iv) |
Shared power to dispose or to direct the disposition of 8,991,200 |
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Item 5. |
Ownership of Five Percent or Less of a Class |
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o. |
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Not applicable. |
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person |
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Not applicable. |
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person |
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Not applicable. |
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Item 8. |
Identification and Classification of Members of the Group |
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See Exhibit A attached hereto. |
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Item 9. |
Notice of Dissolution of Group |
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Not applicable. |
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Item 10. |
Certification |
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Not applicable. |
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct.
Dated: February 14, 2008 |
/s/ William L. Mack |
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William L. Mack |
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Dated: February 14, 2008 |
/s/ Earle I. Mack |
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Earle I. Mack |
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Dated: February 14, 2008 |
/s/ Mitchell E. Hersh |
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Mitchell E. Hersh |
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Dated: February 14, 2008 |
/s/ David S. Mack |
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David S. Mack |
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Dated: February 14, 2008 |
/s/ Fredric Mack |
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Fredric Mack |
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Dated: February 14, 2008 |
/s/ Richard Mack |
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Richard Mack |
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Dated: February 14, 2008 |
Stephen Mack |
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Stephen Mack |
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Dated: February 14, 2008 |
/s/ William L. Mack |
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William L. Mack, as Trustee for The |
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William and Phyllis Mack Foundation, Inc. |
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Dated: February 14, 2008 |
/s/ William L. Mack |
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William L. Mack, as Trustee for The |
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William L. Mack Grantor Retained Annuity Trust |
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Dated: February 14, 2008 |
/s/ David S. Mack |
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David S. Mack, as Trustee for The |
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David and Sondra Mack Foundation |
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Dated: February 14, 2008 |
/s/ Stephen Mack |
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Stephen Mack, as Trustee for The |
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Stephen Mack and Kelly Mack Family Foundation |
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Dated: February 14, 2008 |
/s/ Phyllis Mack |
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Phyllis Mack, as Trustee for Trust |
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f/b/o Richard Mack |
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Dated: February 14, 2008 |
/s/ Phyllis Mack |
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Phyllis Mack, as Trustee for Trust |
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f/b/o Stephen Mack |
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Dated: February 14, 2008 |
/s/ Michael Schwartzbard |
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Michael Schwartzbard, as Trustee for the |
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Andrew Mack 4/30/07 Trust |
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Dated: February 14, 2008 |
/s/ Michael Schwartzbard |
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Michael Schwartzbard, as Trustee for the |
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Beatrice Mack 4/30/07 Trust |
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6
Exhibit A
THE MACK GROUP
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NUMBER OF SHARES |
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NAME |
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BENEFICIALLY OWNED(1) |
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William L. Mack |
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438,931 |
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Earle I. Mack |
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1,827,265 |
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Mitchell E. Hersh |
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439,798 |
(2) |
David S. Mack |
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1,939,747 |
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Fredric Mack |
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912,159 |
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Richard Mack |
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106,128 |
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Stephen Mack |
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101,129 |
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William L. Mack, as Trustee for The William and Phyllis Mack Foundation, Inc. |
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100,000 |
(3) |
William L. Mack, as Trustee for the William L. Mack Grantor Retained Annuity Trust |
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1,932,683 |
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David S. Mack, as Trustee for The David and Sondra Mack Foundation |
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175,000 |
(2) |
Stephen Mack, as Trustee for The Stephen Mack and Kelly Mack Family Foundation |
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5,000 |
(2) |
Phyllis Mack, as Trustee for Trust f/b/o Richard Mack |
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416,885 |
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Phyllis Mack, as Trustee for Trust f/b/o Stephen Mack |
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416,885 |
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Michael Schwartzbard, as Trustee for the Andrew Mack 4/30/07 Trust |
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89,795 |
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Michael Schwartzbard, as Trustee for the Beatrice Mack 4/30/07 Trust |
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89,795 |
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TOTAL |
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8,991,200 |
(3) |
(1) Includes shares of Common Stock, restricted shares of Common Stock (vested and unvested), limited partnership units redeemable for shares of Common Stock and vested options to purchase shares of Common Stock.
(2) Includes 100,619 shares of unvested restricted Common Stock that were authorized by the Board of Directors of the Company on September 12, 2007 but not issued until January 2, 2008.
(3)William L. Mack, a member of the Mack Group, is a trustee of the William and Phyllis Mack Foundation, Inc., a charitable foundation that owns 100,000 shares. David S. Mack, a member of the Mack Group, is a trustee of The David and Sondra Mack Foundation, a charitable foundation that owns 175,000 reported shares. Stephen Mack, a member of the Mack Group, is a trustee of The Stephen Mack and Kelly Mack Family Foundation, a charitable foundation that owns 5,000 reported shares. William L. Mack, David S. Mack and Stephen Mack, pursuant to Rule 13d-4 of the Securities Exchange Act of 1934, as amended, each hereby specifically disclaims beneficial ownership of any shares owned by such foundations reported on this Schedule.
7
Exhibit B
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the common stock, par value $0.01 per share, of Mack-Cali Realty Corporation.
Dated: February 14, 2008 |
/s/ William L. Mack |
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William L. Mack |
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Dated: February 14, 2008 |
/s/ Earle I. Mack |
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Earle I. Mack |
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Dated: February 14, 2008 |
/s/ Mitchell E. Hersh |
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Mitchell E. Hersh |
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Dated: February 14, 2008 |
/s/ David S. Mack |
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David S. Mack |
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Dated: February 14, 2008 |
/s/ Fredric Mack |
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Fredric Mack |
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Dated: February 14, 2008 |
/s/ Richard Mack |
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Richard Mack |
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Dated: February 14, 2008 |
Stephen Mack |
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Stephen Mack |
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Dated: February 14, 2008 |
/s/ William L. Mack |
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William L. Mack, as Trustee for The |
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William and Phyllis Mack Foundation, Inc. |
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Dated: February 14, 2008 |
/s/ William L. Mack |
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William L. Mack, as Trustee for The |
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William L. Mack Grantor Retained Annuity Trust |
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Dated: February 14, 2008 |
/s/ David S. Mack |
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David S. Mack, as Trustee for The |
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David and Sondra Mack Foundation |
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Dated: February 14, 2008 |
/s/ Stephen Mack |
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Stephen Mack, as Trustee for The |
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Stephen Mack and Kelly Mack Family Foundation |
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Dated: February 14, 2008 |
/s/ Phyllis Mack |
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Phyllis Mack, as Trustee for Trust |
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f/b/o Richard Mack |
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Dated: February 14, 2008 |
/s/ Phyllis Mack |
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Phyllis Mack, as Trustee for Trust |
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f/b/o Stephen Mack |
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Dated: February 14, 2008 |
/s/ Michael Schwartzbard |
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Michael Schwartzbard, as Trustee for the |
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Andrew Mack 4/30/07 Trust |
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Dated: February 14, 2008 |
/s/ Michael Schwartzbard |
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Michael Schwartzbard, as Trustee for the |
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Beatrice Mack 4/30/07 Trust |
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